Griffin’s Client Prevails Before California Court of Appeal

Los Angeles, CA (June 29, 2026): The Court of Appeal of the State of California, Second Appellate District affirmed a prior million-dollar judgment of the Superior Court of Los Angeles County (Hon. Christopher K. Lui) in favor of aggrieved investor Ronald Inlow, who was represented before the trial and appellate courts by Montgomery G. Griffin […]

2024: Following FINRA Arbitration Award, Griffin Secures Superior Court Judgment of $1,064,534 against Two So Cal Financial Advisors

In October 2024, Attorney Montgomery Griffin represented an aggrieved investor before the California Superior Court for the County of Los Angeles in a case involving two Southern California-based financial advisors who had been ordered to repay over $1 million by a FINRA arbitration panel following an eight-day arbitration hearing handled by a colleague based in […]

Law Offices of Montgomery G. Griffin Prevails Over J.P. Morgan Securities for Elderly Physician Following 11-Day FINRA Arbitration

Investor Awarded Lost Opportunity (or, Market-Adjusted) Damages, Reimbursement of Investor’s Costs, Pre-judgment and Post-judgment Interest Mansoor Karamooz, Trustee, et al. v. J.P. Morgan Securities (FINRA Arbitration No. 17-00791) After J.P. Morgan Securities refused to make Dr. Mansoor Karamooz whole for the damages suffered by his three trusts during the five-year period it managed his investments, […]

$1,086,000 Award for Defrauded Group of Leverage Bond Investors

David W. Couch, Leslie L. Briley, Jr., et al. v. Wedbush Morgan Securities, et al. (NASD Arbitration No. 00-00737) Following a seven-day arbitration, a Los Angeles-based NASD securities arbitration panel voted unanimously to award a group of 11 investors represented by Montgomery G. Griffin a total of $1,086,000, which included 100% of their losses resulting […]

Griffin Firm Obtains Landmark Decision from U.S. District Court in Miami, Florida Enforcing Arbitration Subpoena Against Out-of-State, Non-Party Witness

On September 22, 2016, the Law Offices of Montgomery G. Griffin (“LOMGG”) (with the assistance of co-counsel James McQueen, Esq. of Newport Beach) obtained a landmark legal ruling in the United States District Court for the Southern District of Florida (Case No. 1:16-cv-21261JLK). The case involved a former broker (represented by a major international law […]